Global Head of Transfer Agency Product, Regulation at Apex Group

Job Specification

• Ensure that TA Products and services are compliant with key regulations and are efficiently designed to allow for ease of compliance, maintenance and reporting- scoping, technology selection, procurement, build, development, testing, documentation/training materials, and implementation.
• Lead interaction/collaboration of product offering with regional Compliance, Finance, Marketing, and Operations to maximize the revenue and margins.
• Feedback loop with multiple functional groups such as regional offices, IT, Operations, HR, Communications and Governance to drive innovation projects for the region.
• Technology vendor review, assessment and selection alongside product technology and product development team
• Provide technical assistance to Operations and/or Product Facility teams for new client onboardings, conversions and system migrations.
• Technical sales support for TA prospects - involved in pitches, RFPs, case studies, pricing and discussions on optimal model.
• Ability to clearly communicate ideas to both technical stakeholders and business end users.
• Interpreting client and market requirements and translating these into viable solutions with tangible business benefits.
• Support development, testing during the build and test phases and deployment of solutions.

Skills Required

• Experience of 10+ years working in the Financial Services industry.
• Proven track record in senior Compliance, Legal or Regulatory oversight roles in the Financial Industry.
• Motivated self-starter who can work in a team environment.
• Excellent communication, listening and writing skills.
• Excellent stakeholder management skills.
• Be able to plan and track activities/tasks.
• Ability to work to complete work to schedule.
• Ability to multi-task.
• Be willing to travel (limited) if required to support project objectives.
• 3rd level Qualification.