Compliance and Wealth Administration Associate - Mauritius at Sanlam Group

What will make you successful in this role?
AML and Compliance Support

• Report directly to the Compliance Officer; 
• Assist the Compliance Officer with onboarding of clients and conducting re-identification of clients in accordance with defined processes; and 
• Maintain accurate record-keeping and ensure effective retention of records.

Office Administrative Support

• Company Secretarial: Assist in ensuring compliance with applicable laws and regulations, while upholding high standards of corporate governance;
• Operations: Coordinate with service providers to ensure efficient operation and administration processes; and
• Financial Controls: Monitor incoming client funds, facilitate fund transfers to client accounts, oversee stock transfers, compile payment and transfer documentation and assist in procuring the authorization of payments.

Wealth Administrative Support

• Assist in addressing client inquiries;
• Review client transactions;
• Provide support to the Wealth Management Team;
• Assist in quality assurance for incoming and outgoing documents;
• Assist in preparing document/information packs for client meetings; and
• Assist in the preparation of reports.

Qualification and Experience

• Minimum of a degree in commerce/finance/accounting or equivalent professional qualification; and
• At least 2 years’ comparable experience in the financial services industry in an equivalent jurisdiction.