Compliance Assistant - Tygervalley at Sanlam Group

What will you do?

• Assist in monitoring compliance with applicable legislation and internal requirements
• Review draft mandates and investment guidelines for compliance purposes and follow up on outstanding mandates and investment guidelines
• Monitor compliance with mandates and investment guidelines within reporting timeframes to clients and management
• Perform general monitoring functions in relation business requirements 
• Assist with the proper establishment and maintenance of procedures on the identification, reporting and resolution of breaches and other compliance and regulatory issues
• Train and assist employees to improve their regulatory knowledge and enhance their compliant behaviours

What will make you successful in this role?

• Strong regulation 28 and FAIS knowledge
• Working knowledge and application experience of Financial Markets Legislation

Qualification

• Matric with a Postgraduate Diploma in Compliance Management
• Compliance experience in an asset management environment

Knowledge and skills

• Cultivates innovation – creating new and better ways for the organisation to be successful
• Computer literate in MS Office- (JSE BDA system knowledge an advantage)

Personal qualities

• Strong analytical and logical thinking skills 
• Excellent communication and presentation skills
• Good report writing skills
• Strong administrative and organizational skills 
• Ability to act independently as well as part of a team
• Pro-active approach and a lateral thinker
• Ability to operate within a high performance environment 
• Strong attention to detail
• Confident and analytical