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Job Purpose
To monitor and provide oversight on the adherence to compliance practices in client facing clusters to ensure compliance risks are managed and reported across Nedbank.
Job Responsibilities
Contribute to a culture of transformation goals by participating in Nedbank culture building initiatives, including CSI.
Provide input, review and ensure accurate reporting and articulation of compliance.
Provide guidance in the completion of subsidiary compliance risk monitoring programs.
Provide advice and/or input to internal stakeholders on possible contraventions of compliance risks through early detection.
Maintain relationships with internal stakeholders by establishing partnerships in managing compliance risks.
Engage with stakeholders formally through determining scope of work, understanding and identifying client needs.
Develop collaborative relationship with the Compliance Institute of South Africa (CISA).
Execute the annual compliance risk-based program.
Monitor compliance risks and determine the state of compliance in client facing Clusters.
Ensure compliance requirements are adhered to and adequate compliance risk management practices implemented.
People Specification
Essential Qualifications - NQF Level
Advanced Diplomas/National 1st Degrees
Preferred Qualification
BCom or LLB
Essential Certifications
FAIS Regulatory Examination 1 qualification
FICA and FAIS other relevant compliance certification.
Preferred Certifications
Compliance Institute of South Africa (CISA)
Type of Exposure
Analysing situations or data that require an in depth evaluation of multiple factors
Drafting reports
Influencing stakeholders to obtain buy-in for concepts and ideas
Comparing two or more sets of information Working with a group to identify alternative solutions to a problem
Consolidating data from various sources and identify/interpret trends
Identifying and interpreting regulatory risk trends
Managing stakeholder expectations
Monitoring adherence and compliance
Working across all risk categories
Presenting to senior leaders
Minimum Experience Level
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