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Since our establishment in 1918, Sanlam has been a prominent part of the South African business landscape. We have always held a long-term view of how business adapts to the demands of the environment in which it operates. Today, in a dynamic world, we see an evolving set of social, economic, political and environmental imperatives that require our skilfu...
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Who are we?
Sanlam Developing Markets [SDM] (a wholly-owned subsidiary of Sanlam Life Limited) is one of the top financial services providers in the South African entry-level and emerging middle market. It aims to understand the unique requirements of clients and offers a wide range of simple and affordable financial solutions that cover needs such as funeral insurance, savings for education, life cover and personal accident plans. In terms of the Sanlam Group Governance Policy, SDM is managed by the SA Retail Mass cluster, which is part of the Sanlam Life and Savings cluster within the Sanlam Group. The cluster focusses on retail porducts, as well as group schemes.
What will you do?
Contribute to the efficient and effective functioning of Compliance Function
Monitoring and Reporting on the Sales Process
Conduct onsite and offiste compliance monitoring
Ensure remedial action is attended
Assist the compliance manager to ensure that compliance function are in compliance with law and industry and regulatory body requirements
Maintain efficient and effective operations in Compliance
Validate that policies and procedures with regards to Compliance Function are being adhered to. (TCF)
Assist with the debarment processes being adhered to within the Group
Provide guidance to junior compliance monitoring officers and prepare regulatory compliance reports
Compliance consulting / advice to distribution / implementation support
Design and implement policies and procedures / manuals to ensure compliance
Provide Training and Awareness on Compliance Matters
Perform compliance audits in relation business unit
What will make you successful in this role?
LLB, Admitted Attorney
A completed compliance / audit qualification would be a distinct advantage.
At least three years’ experience in a compliance role, preferably in the financial services industry.
RE 1 (Advantage)
Qualification and Experience
Knowledge and Skills
Personal Attributes
Build a successful career with us
Core Competencies
Turnaround time
Our commitment to transformation
The Sanlam Group is committed to achieving transformation and embraces diversity. This commitment is what drives us to achieve a diverse, inclusive and equitable workplace as we believe that these are key components to ensuring a thriving and sustainable business in South Africa. The Group's Employment Equity plan and targets will be considered as part of the selection process.
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