The FSCA's mandate is to enhance the efficiency and integrity of financial markets; promote fair customer treatment by financial institutions; provide financial education and promote financial literacy; and assist in maintaining financial stability in South Africa.
This is in line with the Twin Peaks model of financial sector regulations, as envisioned in...
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Junior Analyst : Markets Issuers and Intermediaries Department (Pretoria)
Assist in Identifying shortcomings and anomalies to the regulatory framework;
Assist in proposing changes to the regulatory framework and assist the Department with the implementation of such changes;
Assist to develop and maintain an effective and efficient supervisory framework within the context of the approved legislation;
Assist with the monitoring of compliance with the provisions of the Financial Markets Act and subordinate
legislation;
Assist to plan and conduct inspections;
Liaise with and render appropriate regulatory guidance to stakeholders after consultation with the Specialist Analyst and the Manager; and
Assist in conducting investigations regarding Market Infrastructures and to ensure that all relevant complaints are dealt with.
Represent the organisation at relevant meetings of the market infrastructures;
Apply risk assessments and risk management techniques.
Requirements
A Bachelor’s Degree in Commerce, Finance, Financial Markets, Mathematics or similar with working experience in the financial sector and/or the regulatory environment within the financial services industry.
The candidate must also have basic understanding of financial markets, financial instruments, and the mechanics of Market Infrastructures.
Basic knowledge of financial analysis and risk management is essential