The FSCA's mandate is to enhance the efficiency and integrity of financial markets; promote fair customer treatment by financial institutions; provide financial education and promote financial literacy; and assist in maintaining financial stability in South Africa.
This is in line with the Twin Peaks model of financial sector regulations, as envisioned in...
Investigate complaints relating to contraventions of the FSR Act and other financial sector laws;
Ensure that regulatory action is taken when contravention is confirmed;
Deal with debarments of persons who have been found to have materially contravened the FSR Act and/or any sector law;
Deal with suspensions and withdrawals of entities authorised in terms of the Financial Advisory and Intermediary Services Act (FAIS Act);
Liaise with investigators on investigations conducted in terms of the FSR Act;and
Be able to perform administrative and other activities relating to the regulatory framework.
Requirements
An LLB or bachelor’s degree in law or related field with 3 to 5 years working experience. Candidates must have an understanding of the FSR Act and other financial sector laws.
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