- Keep abreast of all regulatory changes and emerging legislation in the market
- Communicate to business of new and upcoming changes to legislation and regulatory developments
- Partnering with business partners to build compliance synergies
- Playing an advisory role
- Working closely with Group Compliance and the FirstRand Compliance community
- Working with Group Internal Audit and tracking and addressing audit findings
- Writing of compliance articles/guidance notes to business
- Provide awareness training on all relevant legislation and high risk policies
- Collate input from different compliance officers for reporting to internal governing bodies (eg. Risk and Compliance committee, Audit committee)
- Ensure regulatory reporting obligations are being met as per the reporting matrix and ensure updated accordingly
- Building a robust regulatory framework for FNB Securities and Garden view Nominees
- Identifying regulatory universe and top ten pieces of legislation
- Regulatory Risk Management Plans
- Annual Coverage plan and including a monitoring programme
- Drafting and reviewing of compliance policies
- Reporting (internal stakeholders, regulators and industry bodies) – FSB,JSE, SARB & STRATE
JSE and FSB approved compliance officer, Cat I, II, III, preferably Cat IIA. Written JSE & FAIS FSB RE exams
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