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  • Posted: Aug 16, 2017
    Deadline: Not specified
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  • Communicate Recruitment is a specialist recruitment company with over 3 decades of experience. We Connect Great People in the Engineering, Finance, IT, Supply Chain and Freight industries throughout Africa and South Africa. Our aim is to partner with you and introduce you to exceptional candidates on a permanent, contract or temporary basis. Communicate R...
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    Compliance Officer EE

    Job description

    Qualifications and Experience:

    • Degree
    • 7 years’ compliance experience
    • Must have asset/wealth/investment industry experience
    • Experience within a multinational organisation.
    • Must be able to qualify as Category I and II compliance FAIS compliance officer

    Key Responsibilities:

    • Close interaction with senior members of the front office.
    • Assist with formulating, and implementing control procedures.
    • Stake-holder management.
    • Liaise with applicable regulators.
    • Provide feedback to business on compliance issues of common interest in relation to industry developments.
    • Represent compliance at business meetings.
    • Model the organisations values and culture.
    • Participate in compliance approval of NPA’s.

    If you have not had any response in two weeks, please consider your application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.

    We also invite you to contact us to discuss other exciting finance career opportunities in our niche area!

    Check how your CV aligns with this job

    Method of Application

    Applicants should email C.V to [email protected]

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