TLT Appointing provides recruitment serves via a team of specialist recruitment consultants in the following areas Finance, HR, IT & Telecommunications, Financial Services, Engineering, FMCG & Retail, Consulting & Professional Services, Public Sector, Executive Search
Read more about this company
The Senior Compliance Specialist: FAIS and Insurance is responsible for assisting in developing and implementing procedures to ensure compliance with regulations/legislation affecting the business of the -- Group and advising internal business units on how to meet compliance requirements.
The role also leads complaints received from the clients, regulators, and different ombuds; and pursues corrective actions; and notify authorities as necessary. Additionally, the Senior Compliance Specialist: FAIS and Insurance ensures business units stay informed on changes to all related regulations and assists and supports the Senior Manager
Regulatory Compliance as and when required
Qualifications
Education:
Relevant 3 year qualification consisting of Compliance / Legal.
Preferred
LLB plus a relevant Compliance Management Certificate and/or Certification. RE 1 and RE5 will be an advantage
Experience:
5 to 7 years’ experience in a legal, Insurance, and strong knowledge of regulatory compliance guidelines and standards within a financial services sector
Gmail
Yahoomail