Senior Regulatory Officer - Cape Town at Lexdan Select

Lexdan Select is assisting a diversified Wealth Management company with their search for a Senior Regulatory Officer, based in Cape Town, Western Cape.

Functions:

• Responsible for monitoring compliance with regulatory requirements
• Will be responsible for reporting to and advising the executives on regulatory procedures, processes and changes
• Develop a compliance risk matrix across regulated companies and identify core risk areas requiring compliance and internal audit intervention
• Apply compliance process across multiple jurisdictions, showing an understanding of different compliance requirements

Requirements:

• Minimum B. Com LLB Degree with a post graduate LLM in Taxation /H. Diploma in Tax
• Admitted attorney or advocate of the High Court of South Africa
• 5-10 years post articles experience specializing in Financial Services law
• Must have sound knowledge of international law.