Specialist- Compliance at Anglo American

Job Description:
The Marketing Compliance Specialist is responsible for ensuring the Marketing teams strictly adhere to and comply with Internal Group policies and procedures and externally driven regulations, resulting in a well-controlled Marketing organisation, where losses due to governance failure or non-compliance with regulations are avoided. This role will play a crucial role in being the lead point of contact for all Compliance activities.

Key Tasks:

• Implement Anglo American’s Marketing compliance programme, including policy drafting, KRI definition, training for all commercial staff etc.
• Provide compliance advisory service to the Marketing BU Front, Middle and Back Office teams to advise on Marketing and Trading activities and how impacted by relevant external regulation, including:

MiFID II, Anti-bribery & Corruption compliance

• Competition Law and Market Abuse (MAR/ MAD) compliance, and other social, ethical, and environmental regulations
• Implement monitoring and reporting processes using trader surveillance tools, to enable:
• The prevention and detection of Market abuse
• The detection and reporting of “suspicious” orders or transactions
•  Monitor the external regulatory environment for changes that impact the Marketing BU, and update compliance Framework and materials accordingly.
• Work with Group Legal to understand the implications of the upcoming regulation and devise implementation plan for Marketing/ Anglo American.
• Ensure all Marketing Executives and employees are fully aware of their compliance responsibilities and duties through the provision of an annual training plan (online and face to face), regular written and face to face communications and the provision of Marketing specific guidance documents.
• Maintain the ‘relevant employee’ model for Marketing BU where employees are assigned a compliance profile in accordance with the compliance risks faced by their role, and maintain training plan accordingly
• Assist Group Policy Owners to tailor training materials for Marketing BU focus (includes Anti-Trust with Group Legal, and Business Integrity with Group EBCT). Assist in the provision of training to Marketing employees. Ensure training provided to all relevant Marketing Employees in accordance with their risk profile.

Qualifications:

• University degree in relevant field, such as Law, Accounting or Economics

Specific Knowledge requirements:

• 5 years min experience in compliance with focus on commodities
• Ideally experience of compliance/ risk management in a trading environment
• Commercial or investment banking background considered
• Experience of working with detailed legal/ policy documentation regarding South African  Regulations
• Experience within a complex organisation across different countries and jurisdictions, cultures, interfacing with internal and external stakeholders.
• Experience of working in a regulated industry.
• Experience in Trade Surveillance (Market Abuse)
• In depth knowledge of Anti Bribery & Corruption and Competition Laws
• Fluent written and spoken English is a pre-requisite.
• Excellent governance skills
• Strong quantitative and analytical skills
• Strong interpersonal and communication skills
• Strong ability to prioritise and work effectively to meet deadlines, strong project management skills
• Self-starter and highly professional

Closing Date: 18th, April 2022