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  • Posted: Mar 30, 2025
    Deadline: Not specified
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  • Founded in April 2004, Intelligent Debt Management (IDM Group), has established itself as South Africa’s leading and largest debt management company. IDM operates from a centralised office in Cape Town, South Africa, from which more than 350 employees service clients nationally. IDM offers comprehensive advice and a host of highly effective debt relief sol...
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    Compliance Manager

    Key Responsibilities:

    Quality Assurance Management

    • Lead the QA team to ensure adherence to quality standards and regulatory requirements.
    • Develop, implement, and maintain quality assurance policies, procedures, and guidelines.
    • Monitor key performance indicators (KPIs) to evaluate the effectiveness of QA processes.
    • Conduct regular audits, inspections, and assessments to identify gaps and recommend corrective actions.

    NCR and Complaints Management

    • Supervise the NCR Complaints team to ensure timely investigation and resolution of all complaints.
    • Develop and maintain a robust complaint handling process to enhance customer satisfaction and operational efficiency.
    • Analyse complaint trends and provide actionable insights to relevant stakeholders.
    • Coordinate with cross-functional teams to implement preventive measures and reduce recurrence of issues.

    Compliance Framework Implementation and Maintenance

    • Assist in designing, implementing, and maintaining the Group Compliance Structure/Framework.
    • Ensure the Organisation/Group complies with all relevant regulations, industry standards, and internal policies.
    • Develop and maintain compliance policies, procedures, and documentation.
    • Monitor and assess regulatory developments and advise on their impact on the organisation.

    Executive Support

    • Provide compliance-related insights, reports, and recommendations to the Executive team.
    • Support strategic decision-making with compliance data and risk assessments.
    • Act as a liaison between the Executive team and compliance-related functions.

    Leadership and Team Management

    • Provide strong leadership to the QA and NCR Complaints teams, fostering a culture of accountability, transparency, and continuous improvement.
    • Set clear performance objectives and conduct regular performance reviews.
    • Support the professional development and training needs of team members.

    Training and Awareness

    • Develop and deliver compliance training and /or communication for staff at all levels.
    • Promote a culture of compliance and ethical business practices throughout the organisation.

    Key Requirements:

    • Bachelor’s degree in law, Business or a related field.
    • Minimum 3-5 years' proven experience in a compliance management or related role.
    • Strong knowledge of quality assurance processes, compliance frameworks, and regulatory requirements.
    • Extensive knowledge of South African Legislation such as FICA, FAIS, NCA, POPI etc.
    • Demonstrated ability to implement and maintain compliance structures and frameworks.
    • Exceptional leadership, communication, and interpersonal skills.
    • Strong analytical and problem-solving skills, with the ability to provide actionable insights.
    • Knowledge of the Financial Services Industry.

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