Compliance Monitoring Officer at Experian

Job Description

Reporting to the EMAP Compliance Monitoring Manager, the Compliance Monitoring Officer is responsible for undertaking risk-based compliance oversight and testing across the EMAP business in line with the Global Compliance Management Programme (CMP) and the annual EMAP Compliance Monitoring Plan.  

Qualifications

• BCompt/Bcom (Internal Audit)
• Professional Audit qualification (i.e. SAIPA, SAICA, ACCA, CIA, CISA)
• Audit articles or 3 years verifiable audit experience
• Compliance experience in the financial sector
• Experience in liaising with regulators will be an advantage

Additional Information

What you will be doing: 

• Execute and complete planned compliance reviews in accordance with the plan and within allotted time frames
• Identify the scope and testing approach for compliance reviews
• Build and execute tests for compliance controls
• Conduct fieldwork in line with the test plan
• Work with business owners and management to agree on appropriate action plans
• Write reports which include presentation of test results, the rationale for findings, risks posed, and action required to address the risks
• Track agreed actions through to conclusion and report on progress upon completion of reviews
• Escalate high risk issues
• Use of Issue Management System (Archer) to maintain an organised and accurate system of records designed to keep management informed of key performance indicators and deliverable dates
• Maintain a broad knowledge of the business and regulatory framework in which Experian operates
• Support the organisation as subject matter experts in compliance auditing, testing, and monitoring, upholding the highest standard of compliance, integrity, and professionalism, both internally and externally