Compliance Operations Officer at Hire Resolve

Job Description

• Hire Resolve is proud to partner with a reputable Financial Services Provider (FSP). Known for delivering tailored risk solutions to a diverse client base, this FSP offers an engaging and fast-paced environment for professionals looking to grow their careers. If you’re ready to bring your expertise to a results-driven team within a trusted insurance provider, this opportunity is for you.

Responsibilities 

• Collaborate with internal stakeholders to maintain and strengthen the compliance framework.
• Investigate potential breaches and address compliance concerns proactively.
• Oversee the end-to-end process of complaint handling, including review, registration, and resolution.
• Ensure all compliance-related documents are accurately uploaded and securely maintained.
• Resolve Fit and Proper status queries in line with regulatory expectations.
• Regularly review and update compliance manuals, procedures, and supporting documentation.
• Provide regulatory insights and suggest improvements to ensure ongoing alignment with the FAIS General Code of Conduct (GCOC).

Requirements

• A BCom Law or LLB degree.
• Registered FSCA Compliance Officer (Category I).
• Possession of a valid RE 1 Certificate.
• 3–4 years of compliance experience within the financial services industry.
• Strong working knowledge of FAIS, FICA, and other relevant legislation and regulatory frameworks.
• Previous experience supporting or working with Financial Advisers or Financial Planners.
• Proficiency in Microsoft Office applications.

Deadline:1st August,2025