Compliance Surveillance Consultant at RMB - Rand Merchant Bank

Job Description
To develop and implement audit processes for conducting quality assurance of all deliverables to contribute to the implementation of a group compliance monitoring methodology in accordance with relevant regulations, applicable codes of conduct and within best business practice principles.

Are you someone who is:

• Willing to work closely with a compliance team.
• Willing to perform trade surveillance and monitoring and providing assurance to the BU Heads.
• Able to work in a small but vibrant front office sales and trading team.
• Build relationships based on trust and openness.
• Produce high-quality outputs within agreed deadlines.

You will be an ideal candidate if you have:

• 2 – 3 years’ experience in operational and/or a trading environment within Global Markets.
• Financial Services / Banking experience.
• Been part of an existing trade surveillance compliance team.
• Experience in global markets preferred.

You will have access to:

• Opportunities to network and collaborate.
• Challenging working.
• Opportunities to innovate.

We can be a match if you are: (Examples below) – list between 1 - 5 points

• Curious & courageous - you're driven by always wanting to know more and learn more and you're brave enough to.
• Obsessed with mastery - you know what it takes to become good at what you do and are constantly pushing yourself to do it.