Financing Consultant: RA SC Succession Financial Planning (Lynnwood) (PG 07) at Sanlam Group

What will you do?

• Undertake to fully understand the content and impacts of all relevant legislation and requirements for the financial services industry.  
• Ensure that all compliance practices and procedures are strictly observed in terms of disclosures, advice, record keeping, and ethics/behaviour undertaken when dealing with advisers and clients.
• Track, interpret and communicate trends or gaps in terms of risks within the business.
• Support the complaints register and resolution process.  
• Ensure all complaints are logged, investigated properly, and resolved according to the due process.  Undertake to do the necessary report and record keeping thereof.
• Working closely with line management and the planners, ensuring that all advice facing intermediaries and management are fit and proper FAIS accredited and keep the requirements and credits up to date at all times.
• Provide administration support to line manager
• Gatekeep and monitor new business received 
• Administration of tax & tax calculations, account payments, administration of commission payments/statements and reserve accounts
• Resolving of commission/payroll queries  
• Administration of adviser terminations and reintermediation 
• Provide advice with regards to policy, financing rules and debt management.
• Compile statistics with regards to financing and reports, including effective processing of statements 

What will make you successful in this role?

Qualification & experience 

• A relevant matric qualification
• Two years’ experience on Commission payment systems & payroll – preferable commpay & pastel payroll 
• A completed Commercial/Financial/Legal or business-related diploma/degree