Absa Group Limited (Absa) has forged a new way of getting things done, driven by bravery and passion, with the readiness to realise the possibilities on our continent and beyond.
To perform trade surveillance on all orders and trades placed on local exchanges, across multiple asset classes for purposes of detecting actual or potential unethical trading practices. To monitor employee conduct on approved communication channels to detect and prevent unethical communication. To contribute towards enhancing the surveillance and general compliance control environment
Job Description
Have extensive experience of the Global Markets environment
Have extensive experience of the following products: Equity, Derivatives, Bonds
Be able to identifying actual or potential instances of market abuse through the use of the existing surveillance monitoring tool
Be able to investigate and close out surveillance alerts within agreed timelines
Be able to escalating alerts in accordance with the procedure manual
Should be in a position to contribute via research and development for purposes of enhancing the compliance surveillance value offering
Should be willing to engage stakeholders be it the business or other control functions
Be able to preparing and contribute towards market abuse training
Be analytical
Contribute positively to the culture of the team
Be willing to work with and mentor junior staff members
Education
Bachelor`s Degrees and Advanced Diplomas: Business, Commerce and Management Studies (Required)
20 Initiatives to Boost Employee EngagementAre you struggling with improving employee engagement at work? This article covers everything from better communication to building a strong workplace culture.
30 Common Interview Mistakes to AvoidThis piece examines 30 of the most common mistakes applicants make at interviews, so you know how to better avoid them.