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  • Posted: Jul 10, 2023
    Deadline: Not specified
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  • Absa Group Limited (Absa) has forged a new way of getting things done, driven by bravery and passion, with the readiness to realise the possibilities on our continent and beyond.

     

    Specialist: CIB Markets Compliance Surveillance - Sandton

    Job Summary

    • To perform trade surveillance on all orders and trades placed on local exchanges, across multiple asset classes for purposes of detecting actual or potential unethical trading practices. To monitor employee conduct on approved communication channels to detect and prevent unethical communication. To contribute towards enhancing the surveillance and general compliance control environment

    Job Description

    • Have extensive experience of the Global Markets environment
    • Have extensive experience of the following products: Equity, Derivatives, Bonds
    • Be able to identifying actual or potential instances of market abuse through the use of the existing surveillance monitoring tool
    • Be able to investigate and close out surveillance alerts within agreed timelines
    • Be able to escalating alerts in accordance with the procedure manual
    • Should be in a position to contribute via research and development for purposes of enhancing the compliance surveillance value offering
    • Should be willing to engage stakeholders be it the business or other control functions
    • Be able to preparing and contribute towards market abuse training
    • Be analytical
    • Contribute positively to the culture of the team
    • Be willing to work with and mentor junior staff members

    Education

    • Bachelor`s Degrees and Advanced Diplomas: Business, Commerce and Management Studies (Required)

    Check how your CV aligns with this job

    Method of Application

    Interested and qualified? Go to Absa South Africa on absa.wd3.myworkdayjobs.com to apply

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