Private Client Financial is the financial services pillar of Private Client Holdings. We know many individuals and organizations see routine administration as a grudge job that often drops to the bottom of the to-do list.
Well-maintained books make the difference between a business that is a success and one that is not. This is why we offer a comprehensiv...
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As a Wealth Management Associate, you’ll play a pivotal role in enhancing the client experience by handling operational tasks, managing deadlines, and ensuring compliance. You will act as a vital support partner, allowing the Wealth Manager to focus on growing wealth for our private clients and their families.
What you'll do:
Provide full administrative support to the Wealth Manager
Prepare onboarding documentation and client review packs
Update and maintain client CRM profiles
Liaise with clients, internal teams, and service providers
Ensure compliance with FICA and FAIS regulations
Draft Records of Advice and disclosure documents
Assist with compiling financial and retirement needs analyses
What you'll bring to the role and the team:
3-5 years of experience in financial planning support or administration
Strong understanding of FAIS, FICA, and the financial services environment (CAT II advantageous)
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