Compliance Analyst at DigiOutsource

Purpose of the Role:

• The Compliance Analyst (CA) will be responsible in assisting the compliance department in assessing the client database against the internal compliance procedures and policies relating to record keeping, reporting, risk assessment, customer protection, customer due diligence measures and control system measures.

Such responsibilities will include efficient gathering and reviewing existing customer data, as well as reviewing financial activities to identify anomolies and analyse results.

Duties will include, but not limited to:

The responsibilities of the CA include, but are not limited to:

• Ensure efficient identification and monitoring of activities and transactions considered suspicious.
• Research and understand changes in regulation.
• Assist in the implementation of the annual AML plan.
• Conduct reviews as directed on the customer database.
• Report results of those reviews
• Ensure timely and efficient reporting of issues deemed suspicious
• Aid with compliance monitoring and reporting
• Identify incident trends and control breakdowns.

Essential Criteria  

• Ability to query our customer database and produce data reports
• SQL knowledge
• Excellent interpersonal skills.
• An analytical and enquiring mindset
• Strong administration and organisational skills
• Exceptional report writing skills
• Good oral and written communication skills
• Excellent presentation skills
• Persuasive, assertive and proactive
• Self-motivated team player
• Pays close attention to detail
• Extensive knowledge of the regulatory framework
• Ability to multi-task and prioritise
• Ability to maintain strict confidentiality

Desirable Criteria 

• Experience of working with databases, such as SharePoint

Person Specification:

• Attention to detail
• Accountability And Execution
• Business Acumen
• Customer Orientation
• Control And Efficiency
• Resilience
• Self-Awareness
• Ability to work under pressure and to a deadline