Compliance Specialist at Capitec Bank

Purpose Statement

• To assist the bank in managing its regulatory and compliance risk and to ensure to provide guidance and oversight to the business in order for it to operate in a efficient, responsible and sustainable manner.

Experience

Minimum:

• 4-5 yrs financial services compliance /legal experience
• Stakeholder management at all levels and up to Exco
• Holding responsibility for oversight of legislation relating to financial services generally.

Ideal:

• Holding responsibility for oversight of legislation relating to a specific portfolio which falls within the scope of the rendering of financial services such as credit insurance and funeral cover
• Experience of Capitec Bank products and services.

Qualifications (Minimum)

• Bachelor's Degree in Law
• Admitted Attorney

Qualifications (Ideal or Preferred)

• Honours Degree in Law
• Relevant Certification from the Compliance Institute of Southern Africa

Knowledge

Minimum:

• Knowledge of FAIS, LTIA
• Law/legal practice
• Compliance and risk management
• Compliance monitoring methodology

Ideal:

• CB products and services
• Business acumen and business practices and processes
• Stakeholder engagement practices
• Compliance software

Skills

• Project Management Skills (Methodolgy Specific)
• Computer Literacy (MS Word, MS Excel, MS Outlook)
• Interpersonal & Relationship management Skills
• Planning, organising and coordination skills
• Problem solving skills

Conditions of Employment

• Clear criminal and credit record
• A valid driver's license and own vehicle is required