Junior Compliance Audit Specialist at Old Mutual

Job Description

The purpose of this role is to provide an efficient and effective service for the Regulatory Risk & Compliance function which contributes to business growth and strategy realisation.

• Conduct research on regulatory and market trends
• Identify new and emerging regulatory trends
• Communicate regulatory developments to team and relevant stakeholders
• Assist with the compilation of regulatory universe
• Analyse legal requirements and convert into plain language
• Assist with development of compliance risk management plans
• Assist with compiling and distributing of holistic monitoring reports.
• Assist with planing for and conducting of Self-Assessment
• Assist to create and update the Planning Memorandum
• .Monitor controls.
• Take actions on findings.
• Execute technical monitoring through prudential review and process.
• Provide input into regulatory reports / responses.
• Develop material for training and awareness initiatives

Closing Date

• 19 September 2022