Manager, FAIS Enablement BCCSA at Standard Bank Group

JOB DESCRIPTION

To implement and execute Market Conduct regulations within allocated portfolio that contributes to client experience and influences market share growth. To deliver a pro-active first line of defence conduct risk function which will ensure sustainable and effective execution against conduct regulations.

QUALIFICATIONS

• Bcom Degree
• Regulatory Exam for REPS,  Regulatory Exam for KI,  relevant FAIS qualifications and relevant training for banking and insurance.
• 5-7 years Experience in implementation and execution against conduct regulations to ensure compliance with regulations, this includes experience in pro-active first line monitoring to identify risks.

ADDITIONAL INFORMATION

Additional Information

• Ensure a first line of defence risk management framework is achieved which ensure client experience and profitability measures are met.
• Manage the appointment process and ensures all appointments into FAIS roles are vetted and complies with FAIS and internally agreed frameworks.
• Where non-compliance is identified, this must be reported on to the Senior Manager, Execution, FAIS & Conduct.
• Identify current and potential employee skill requirements in consultation with the People and Culture function.
• Enable integrated ways of working and collaboration across the value chain to deliver for the client.
• Provide all MIS to ensure oversight over the execution of conduct regulations are maintained by Key Individuals and Heads.

Behavioural Competencies

• Embracing Change
• Producing Output
• Resolving Conflict
• Providing Insights