Temporary Compliance Officer - Somerset West at Helderberg Personnel

Key Duties and Responsibilities:

AML Reviews:

• Undertaking periodic client risk and file reviews in accordance with the Companies policies and procedures
• Logging actions as and when required
• Completing 3 or 4 per day

Sanction Screening:

• Assisting in the screening of New Clients
• Run regular screening against a known list of clients
• Screening alerts on a weekly basis to be completed within 48 hours
• Themis Screening

CMP Testing:

• Completing testing as per the compliance monitoring programme
• Logging findings
• Completing one per week as and when they are due

Terms of Business Reviews:

• Undertaking periodic file reviews in accordance with the companies policies and procedures
• Completing 1 per week

Other Duties:

• Completing any other duties as and when required to drive business success
• Adopting and reflecting of the company values
• Monitoring the Compliance and Sanctions inboxes
• Updating of register

Competencies include:

• A desire to study for relevant professional qualifications
• A questioning and enquiring mind to consistently grow knowledge and apply learning
• An aptitude for problem solving
• Practical experience with MS Office and an ability to adapt to bespoke systems
• A methodical approach to tasks with a strong focus on attention to detail
• Excellent organisational skills; prioritizing, achieving deadlines
• Consistently working at the standard required by the team and business.
• A willing and flexible attitude to working hours to support team and business needs, as required.