AML analyst at Discovery Limited

Key Purpose

• To provide administrative support to the compliance department.

Areas of responsibility may include but not limited to

• KI Applications
• Contacting the relevant people to get information
• After collating the information you type out the KI Application Form
• If no motivation letter is attached, you need to have it typed out
• KI Cancellations
• Type up a letter regarding the cancellation of that particular KI
• Submit to the FSB
• Continuously make a follow up with the FSB to check if this request has been processed and also check on the FSB’s website.
• FSP Applications
• Lapsing of License
• Contacting the relevant people to get information
• Drafting of the necessary documentation regarding the lapse and submit to the FSB
• Removal of the Compliance Officer
• Maintain the Profile Changes Register
• Send any profile changes notification/instructions to the FSB and update the requestor.
• Liaise with the FSB to ensure that there is an updated List of Company Directors.
• Liaise with the Company Secretary
• Do Applications
• Process Compliance Screening & Forensics for all subsidiaries of Discovery

Personal Attributes And Skills

• Knowledge of Business Procedures, Rules, Processes and Controls.
• Judgment and decision making
• Conflict management
• Client service orientation
• Strong analytical skills and attention to detail

Education And Experience

• Bachelor’s Degree in Commerce or legal
• 3-4 years’ relevant work experience in a compliance department
• Budgeting experience
• Business Analysis or Process Analysis experience
• Good understanding of the compliance environment