Attorney / Compliance Officer at Oasis Crescent

About the job

We are looking for young Attorneys / Compliance Officers with 1 to 5 years post-articles experience at a reputable firm with experience in Unit Trust Funds / Retirement Funds / Insurance Funds, who are looking to work in Financial Services that are driven and agile to join a global wealth management firm?

Key Responsibilities:

• Monitor and report on the ongoing compliance of the firm and its portfolios with the legal and regulatory environment, monitor compliance through periodic and regular reviews.
• Set the appropriate deadlines and ensure that all deadlines in respect of Board meetings and statutory and tax filing have been adhered to
• Ensure that all the regulatory and other internal or external reporting requirements applicable to the relevant companies have been adhered to. Ensure detailed policies, procedures, systems and controls are implemented.
• Implement the compliance monitors across various regulated companies and perform detailed compliance reviews on risk areas.
• Review legal agreements to ensure that the statutory compliance requirements are met and risks have been mitigated.
• Apply compliance process across multiple jurisdictions showing an understanding of different compliance requirements.

Qualification

• Minimum Bcom LLB and BA LLB Degree
• Admitted Attorney or Advocate of the High Court of South Africa/ Articles from a reputable firm

Key Requirements

• Understanding corporate governance and knowledge of global best practice / trends within the regulatory, compliance and governance framework.
• Background in financial services regulation / law with knowledge of the South African and Global regulatory landscape including risk management would be beneficial.
• Excellent Planning, Prioritizing and Organizing abilities
• Excellent communication skills, both written and verbal