The group’s corporate centre includes many of the critical functions required by a large and complex financial services business. It represents custodianship and has ultimate accountability to external stakeholders such as shareholders and regulators.
These functions may sound boring at first glance – treasury, risk, compliance, governance, audit, fin...
Read more about this company
To contribute to the delivery of the FirstRand Group's Annual Compliance Monitoring Plan by producing quality reviews, performing complex monitoring reviews, and providing advice and guidance to the business to achieve regulatory compliance
Provide input into the budget and manage and report on budget usage that reflects delivery of planned work within agreed parameters
Manage team performance in achievement of business objectives
Ensure execution of compliance management strategies, plans and programmes
Ensure development and continuous value add improvement to operational processes
Deliver customer experience excellence in own service delivery aligned to Organisational values and service standards
Analyse and interpret regulation and legislation and using a risk-based approach. Identification and risk rating of applicable laws and regulations for responsible business units
Development and implementation of compliance/legislative universe for responsible business units
Development and implementation of Compliance Risk Management Plans (CRMPs) for core legislative and regulatory provisions
Compiling monitoring plans indicating the compliance monitoring methodology used and the frequency thereof
Compiling monitoring reports on the results of monitoring Incident reporting, to ensure timeous escalation of compliance risks and incidents Interpret regulation and legislation and assist business units with practical implementation thereof
Advise and provide guidance to management on systems, policies, processes and controls implemented to enable compliance
Research and communicate applicable legislative developments to all stakeholders
Assist with the promotion of a culture of compliance and awareness
and actively participating in compliance projects and training initiatives
Provide training on regulatory requirements to channels
Ensure compliance with relevant statutory, legislative, policy and governance requirements in area of accountability
Ensure implementation of relevant policies, governance and practice standards across the business
Maintain knowledge on relevant legislative amendments, industry best practices and internal compliance procedures and requirements
Ensure compliance is adopted in terms of systems and procedures as laid out by organisation and review in response to audit findings and changes
Develops an understanding of risks and risk management approaches
Implement and provide input into the development of governance and compliance procedures and processes within area of specialisation and identify risks
Educates others and makes suggestions for improvements
Networks and participates in specialist risk forums where required
Gmail
Yahoomail