Risk and Compliance Officer - Bryanston at Secondments

REQUIRED MINIMUM EDUCATION/TRAINING

• Relevant Bachelor’s Degree
• Registered with professional bodies (such as the Compliance Institute and/or Institute of Risk Management).
• Professional Body qualification/s(advantageous)

REQUIRED MINIMUM WORK EXPERIENCE 

• At least 5 years job-related experience

Duties and Responsibilities

• KEY RESULT AREA
• Implement risk management practices
• and assess risks within the company environment in collaboration with Manager.
• Monitor the effectiveness of the Risk Committee and risk champions within the company
• Provide assurance on the Fund’s level of risk compliance
• Incorporate compliance awareness into company culture.
• Provide assurance on the Fund’s level of compliance with operational and regulatory / legislative requirements
• Serve on various governance structures and facilitate the resolution of non-compliance incidents
• Foster a risk and compliance awareness culture
• Conduct risk and compliance awareness campaigns throughout the Fund.
• Co-facilitate awareness programmes with identified stakeholders.
• Provide guidance on strategic and business projects with regard to risk related matters.

Provide project management support

• Participate in projects or collaborative business initiatives, and provide support on risk management activities
• Provide support on strategic and business projects
• Implement fraud risk management practices
• Implement fraud prevention frameworks, policies and plans
• Conduct preliminary investigations into suspicious activities
• Provide assistance to investigative authorities in connection with a fraud matter
• Follow up on fraud cases and provide periodic progress reports to governance structures
• Fraud prevention frameworks developed and implemented
• Establish and implement business continuity management (BCM) practises and procedures
• Facilitate maintenance of BCM programme (BCP Strategy; planning and testing)
• Provide guidance to business units on business continuity management
• Submit reports to various governance structures on status of BCM for the Fund
• Management of business continuity management (BCM) programme for the Fund
• Assist with the implementation of a combined assurance model
• Establish partnerships with internal and external assurance providers in order to provide a coordinated approach to all the assurance activities of the Fund
• Liaise with external and internal auditors, providing them with accurate information in a timely manner.
• Perform activities commensurate with the Fund’s risk management policy and combined assurance practices and procedures.
• Provide assurance on the Fund’s level of risk compliance
• Incorporate compliance awareness into company culture.
• Assist with the design and implementation of a formal compliance programme i.e. establish and implement frameworks; policies and procedures; formal monitoring; and regulatory / legislative compliance reporting.
• Provide assurance on the Fund’s level of compliance with operational and regulatory / legislative requirements
• Serve on various governance structures and facilitate the resolution of non-compliance incidents
• Foster a risk and compliance awareness culture
• Conduct risk and compliance awareness campaigns throughout the Fund.
• Co-facilitate awareness programmes with identified stakeholders.
• Provide guidance on strategic and business projects with regard to risk related matters.
• Provide project management support
• Participate in projects or collaborative business initiatives, and provide support on risk management activities
• Provide support on strategic and business projects
• Implement fraud risk management practices
• Implement fraud prevention frameworks, policies and plans
• Conduct preliminary investigations into suspicious activities
• Provide assistance to investigative authorities in connection with a fraud matter 
• Follow up on fraud cases and provide periodic progress reports to governance structures
• Fraud prevention frameworks developed and implemented
• Establish and implement business continuity management (BCM) practises and procedures 
• Facilitate maintenance of BCM programme (BCP Strategy; planning and testing)
• Provide guidance to business units on business continuity management
• Submit reports to various governance structures on status of BCM for the Fund
• Assist with the implementation of a combined assurance model

• Establish partnerships with internal and external assurance providers in order to provide a coordinated approach to all the assurance activities of the Fund
• Liaise with external and internal auditors, providing them with accurate information in a timely manner.