Juru is a specialist recruitment and IT project delivery company, providing specialised talent and technology agnostic implementation solutions across South Africa. Combining decades of project management experience, backed by leading solution architects, business analysts, developers, systems analysts and quality assurance resources; Juru helps clients acro...
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Assist in monitoring compliance with applicable legislation and internal requirements.
Identifies and assess compliance risk areas periodically and appropriately address findings through relevant and appropriate action plans processes.
Assist in developing, promoting, implementing and maintaining compliance standards and procedures that enable employees to act in a compliant manner.
Assist with the proper establishment and maintenance of procedures on the identification, reporting and resolution of breaches and other compliance and regulatory issues.
Engage with Portfolio Managers and business leaders on compliance matters relating to all investment management processes.
Report on compliance matters to the compliance officer, and assist the compliance officer in reporting on such matters to the Compliance Manager periodically.
Support the designated business unit leaders in exercising their responsibility for oversight of compliance in their business units.
Execute all other functions related to the compliance mandate as delegated by the compliance officer and Compliance Manager.
Minimum requirements:
Relevant tertiary qualification
Postgraduate Diploma in Compliance Management would be an advantage
Experience in an asset management environment would be an advantage
Good working knowledge of FAIS, AML & FICA and other related legislation would be an advantage
Investment and financial industry experience (essential)
Experience in a monitoring environment would be an advantage.
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