Compliance Monitoring Specialist (Wealth & Investment) at FirstRand Corporate Centre

Are you someone who can 

• Efficiently and effectively conduct planned compliance reviews in accordance with the approved coverage plan, within allotted time frames and in line with the Monitoring Operating Procedures. (Produce consistently high-quality outputs within agreed deadlines)
• Identify the scope and testing approach for regulatory engagements.
• Build and execute engagement test procedures for regulatory key controls.
• Conduct fieldwork in line with the approved Monitoring Operating Procedures.
• Build sound relationships based on trust and openness and escalate delays timeously to expedite engagement execution.
• Draft reports which include rationale for findings, proper root cause analysis, risks posed, and action required to address the identified risks.
• Work with business owners and management to agree on appropriate action plans that address identified root causes.
• Use of data analytics and scripts during testing to create efficiencies and create continuous monitoring opportunities. 

You will be an ideal candidate if you: 

• Bachelors Degree Legal,Compliance or Auditing.
• Postgraduate Diploma in Compliance, Risk Management, or related field.
• Have 3 to 5 years of experience in a Risk Management, Compliance, Regulatory in investments.
• Experience in leading compliance reviews and provisding assurance outcomes to senior stakeholders.
• Experience in Collective Investment Schemes Control Act, Financial Markets Act, Pension Funds Act, EXCON, JSE Equity Rules and Directives will be advantageous.

Deadline:26th June,2025